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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-11 |
Branch Locations
501 S Congress Ave, Austin, TX 78704 • United States
1000 E 11Th St, Austin, TX 78702 • United States
111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Papa Murphys | Taylor | TX | 06/2016 | 06/2017 |
| Texas State | San Marcos | TX | 08/2017 | 05/2021 |
| Wells Fargo Bank, Na | Austin | TX | 05/2022 | Present |
| Wells Fargo Clearing Services, Llc | Austin | TX | 09/2024 | Present |
| Unemployed | Taylor | TX | 05/2021 | 05/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2024-12-16 |
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