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Hugo Adrian Vega Calder

Caf Investments LLC

Guaynabo, PR

CRD 7988818

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Employer firm

Caf Investments LLC CRD 313629

$40.5M regulatory AUM 28 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Caf Investments Llc

Avenida Esmeralda #5, Second Floor, Guaynabo, PR 00969 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2024-10-08
  • PR RA
    APPROVED
    Since 2024-10-08

Branch Locations

Avenida Esmeralda #5, Second Floor, Guaynabo, PR 00969 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E3 Consulting San Juan PR 06/2016 11/2020
Caf Investments Llc Guaynabo PR 11/2020 Present
Caf Investments Llc Guaynabo PR 09/2024 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-09
S65 Uniform Investment Adviser Law Examination 2024-09-09
  • S65 Uniform Investment Adviser Law Examination
    2024-09-09
  • S65 Uniform Investment Adviser Law Examination
    2024-09-09

View on SEC IAPD

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