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Ye Luo

LPl Enterprise, LLC

San Jose, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-06
  • CA RA
    APPROVED
    Since 2025-01-06

Branch Locations

1731 Technology Dr Suite 600, San Jose, CA 95110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. San Jose CA 07/2024 11/2024
Eutychia Venture Llc Newark CA 05/2020 Present
Genapsys Inc- Biotech_ Diagnostics Platform Redwood City CA 09/2019 02/2021
Sangergy Group Livermore CA 03/2018 07/2019
Pierry Software Redwood City CA 05/2015 03/2018
Lpl Enterprise, Llc San Jose CA 11/2024 Present
  • 07/2024 → 11/2024
    Pruco Securities, Llc.
    San Jose, CA
  • 05/2020 → Present
    Eutychia Venture Llc
    Newark, CA
  • 09/2019 → 02/2021
    Genapsys Inc- Biotech_ Diagnostics Platform
    Redwood City, CA
  • 03/2018 → 07/2019
    Sangergy Group
    Livermore, CA
  • 05/2015 → 03/2018
    Pierry Software
    Redwood City, CA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-06
  • S66 Uniform Combined State Law Examination
    2025-01-06
Other Names
  • Cathy Ye Luo_Wimmer

View on SEC IAPD

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EQUITABLE ADVISORS, LLC
ROLO VENTURES MANAGEMENT LLC
TIGER & BULLDOG MANAGEMENT, LLC
HICKOK ADVISORY, LLC

Other Investors

Ryan Leiby
Adrian Baker
Bianca N. Cross
Jonathan A Stoft
BAO DINH
Luke Maura
BEN Wolff KRUGMAN
DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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