James Michael Upshaw

Employer firm

Bay Capital Advisors, LLC CRD 140796

$228M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• PROJECT BASED CONSULTING; INVESTMENT ANALYSIS AND CORPORATE PLANNING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2024 → 09/2024
  Bay Capital Advisors, Llc
  Chesapeake, VA
• 02/2024 → Present
  City Of Chesapeake
  Chesapeake, VA
• 06/2024 → 08/2024
  Centerville Baptist Church
  Chesapeake, VA
• 07/2003 → 11/2023
  United States Navy
  Norfolk, VA

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-09-05