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James Michael Upshaw

Bay Capital Advisors, LLC

Virginia Beach, VA

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Current Employers
Bay Capital Advisors, Llc

582 Lynnhaven Parkway Suite 302, Virginia Beach, VA 23452 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-09-20
  • VA RA
    APPROVED
    Since 2024-09-20

Branch Locations

582 Lynnhaven Parkway Suite 302, Virginia Beach, VA 23452 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bay Capital Advisors, Llc Chesapeake VA 09/2024 09/2024
City Of Chesapeake Chesapeake VA 02/2024 Present
Centerville Baptist Church Chesapeake VA 06/2024 08/2024
United States Navy Norfolk VA 07/2003 11/2023
  • 09/2024 → 09/2024
    Bay Capital Advisors, Llc
    Chesapeake, VA
  • 02/2024 → Present
    City Of Chesapeake
    Chesapeake, VA
  • 06/2024 → 08/2024
    Centerville Baptist Church
    Chesapeake, VA
  • 07/2003 → 11/2023
    United States Navy
    Norfolk, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-05
  • S65 Uniform Investment Adviser Law Examination
    2024-09-05

View on SEC IAPD

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