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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

3450 Eastex Freeway, Beaumont, TX 77703 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pollans & Cohen, P.C. Beaumont TX 01/2003 Present
Pour Brothers Brewery Llc Beaumont TX 09/2016 01/2023
Michelangelo Investments, Ltd. Beaumont TX 06/2018 01/2023
Splinter Investing Company Llc Beaumont TX 06/2018 Present
Avantax Investment Services Inc. Beaumont TX 09/2024 09/2025
Avantax Advisory Services Beaumont TX 09/2024 09/2025
Cetera Wealth Services, Llc Beaumont TX 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/2003 → Present
    Pollans & Cohen, P.C.
    Beaumont, TX
  • 09/2016 → 01/2023
    Pour Brothers Brewery Llc
    Beaumont, TX
  • 06/2018 → 01/2023
    Michelangelo Investments, Ltd.
    Beaumont, TX
  • 06/2018 → Present
    Splinter Investing Company Llc
    Beaumont, TX
  • 09/2024 → 09/2025
    Avantax Investment Services Inc.
    Beaumont, TX
  • 09/2024 → 09/2025
    Avantax Advisory Services
    Beaumont, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Beaumont, TX
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2025-02-11 → 2025-09-05
    Avantax Advisory Services
    Dallas, TX
    Beaumont, TX
Other Businesses

1)SPLINTER INVESTING COMPANY LLC POSITION: Manager NATURE: Splinter owns the building in which my accounting practice (Pollans & Cohen, P.C.) resides. Splinter was originally created as a general partner of Michelangelo Investments, Ltd. which held the non-participating owners of Pour Brothers Brewery LLC, however, Pour Brothers permanently closed January 28, 2023. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/25/2018 ADDRESS: 3450 Eastex Fwy #1, Beaumont TX 77703, United States DESCRIPTION: Collect rent, maintain property, hire professionals to perform repairs. 2)POUR BROTHERS BREWERY LLC POSITION: Member NATURE: Previously a beer brewery in Beaumont, TX, however, this entity was closed on January 28, 2023 and there is no longer any activity. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/14/2016 ADDRESS: 3450 Eastex Fwy #1, Beaumont TX 77703, United States DESCRIPTION: No duties as this entity is inactive. POSITION: Shareholder NATURE: CPA firm providing bookkeeping; federal and state tax returns for businesses, individuals, and nonprofits; audits and reviews; payroll reports for federal and state; information reporting Forms 1099, general business consulting INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/02/2003 ADDRESS: 3450 Eastex Fwy #1, Beaumont TX 77703, United States DESCRIPTION: Tax Compliance: preparation of state and federal tax returns Bookkeeping: maintaining books and records for client businesses Information reporting: file required information returns such as 940,941, 1099 series, BOI, Texas Franchise Forecasting and consulting: Assist clients in understanding current and projected financial position and and assisting client in their understanding of the business Oversee staff: Training of staff, review work produced by staff, interview/hire new candidates 3) GUADALUPE PEAK WEALTH MANAGEMENT LLC POSITION: managing member NATURE: This entity has not conducted any activity yet as it was created as the entity we will be using to run our Avantax business under once licensed. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/09/2024 ADDRESS: 3450 Eastex Fwy #1, Beaumont TX 77703, United States DESCRIPTION: Currently inactive until we pass required tests 4)MICHELANGELO INVESTMENTS, LTD. POSITION: Partner NATURE: This partnership was created to hold the ownership of the non-participating owners of Pour Brothers Brewery LLC, however, Pour Brothers Brewery LLC closed in January 2023 and this entity has had no activity. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/26/2018 ADDRESS: 3450 Eastex Fwy #1, Beaumont TX 77703, United States DESCRIPTION: This entity was just holding the ownership of the non-participating owners of Pour Brothers Brewery, however there is no activity and I have no duties with Pour Brothers having closed. 5) "Pollans & Cohen, P.C.; Shareholder; CPA firm providing bookkeeping; federal and state tax returns for businesses, individuals, and nonprofits; audits and reviews; payroll reports for federal and state; information reporting Forms 1099, general business consulting; NIR; 130; 01/02/2003; 3450 Eastex Fwy #1 Beaumont TX 77703; Tax Compliance: preparation of state and federal tax returns Bookkeeping: maintaining books and records for client businesses Information reporting: file required information returns such as 940,941, 1099 series, BOI, Texas Franchise Forecasting and consulting: Assist clients in understanding current and projected financial position and and assisting client in their understanding of the business Oversee staff: Training of staff, review work produced by staff, interview/hire new candidates

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-11
  • S66 Uniform Combined State Law Examination
    2025-02-11
Other Names
  • Michael R Broussard
  • Michael Broussard

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