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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-11-08 |
Branch Locations
1200 Westlake Ave N. Ste 1000, Seattle, WA 98109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Seattle | WA | 09/2024 | Present |
| Mercer | Seattle | WA | 08/2022 | 06/2024 |
| Unemployed | Seattle | WA | 06/2024 | 09/2024 |
| Gonzaga University | Spokane | WA | 08/2018 | 08/2022 |
| Brophy College Preparatory | Phoenix | AZ | 08/2014 | 08/2018 |
| Insight Enterprises | Spokane | WA | 06/2021 | 08/2021 |
| Pennymac Loan Services | Spokane | WA | 08/2020 | 12/2020 |
1) 10/2024 - One Oak Wealth Management / DBA for LPL Business (entity for LPL business) / Inv. Related / Seattle WA 98109 / Start date 09/17/2024 - 160 Hrs per month - 100% Time Spent
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-09-09 |
| S65 | Uniform Investment Adviser Law Examination | 2024-06-15 |
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