Best Investors Account Sign in

Tanner James Mendenhall

LPl Financial LLC

Seattle, WA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-11-08
  • WA RA
    APPROVED
    Since 2024-11-08

Branch Locations

1200 Westlake Ave N. Ste 1000, Seattle, WA 98109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Seattle WA 09/2024 Present
Mercer Seattle WA 08/2022 06/2024
Unemployed Seattle WA 06/2024 09/2024
Gonzaga University Spokane WA 08/2018 08/2022
Brophy College Preparatory Phoenix AZ 08/2014 08/2018
Insight Enterprises Spokane WA 06/2021 08/2021
Pennymac Loan Services Spokane WA 08/2020 12/2020
  • 09/2024 → Present
    Lpl Financial
    Seattle, WA
  • 08/2022 → 06/2024
    Mercer
    Seattle, WA
  • 06/2024 → 09/2024
    Unemployed
    Seattle, WA
  • 08/2018 → 08/2022
    Gonzaga University
    Spokane, WA
  • 08/2014 → 08/2018
    Brophy College Preparatory
    Phoenix, AZ
  • 06/2021 → 08/2021
    Insight Enterprises
    Spokane, WA
  • 08/2020 → 12/2020
    Pennymac Loan Services
    Spokane, WA
Other Businesses

1) 10/2024 - One Oak Wealth Management / DBA for LPL Business (entity for LPL business) / Inv. Related / Seattle WA 98109 / Start date 09/17/2024 - 160 Hrs per month - 100% Time Spent

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-09-09
S65 Uniform Investment Adviser Law Examination 2024-06-15
  • S63 Uniform Securities Agent State Law Examination
    2024-09-09
  • S65 Uniform Investment Adviser Law Examination
    2024-06-15

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Seattle, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor