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Steven Richard Mills

Private Client Services, LLC

Louisville, KY

Charlotte, NC

Appleton, WI

Isle Of Palms, SC

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Current Employers
Private Client Services, Llc

2225 Lexington Road, Louisville, KY 40206 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-01-28
  • SC RA
    APPROVED
    Since 2022-01-28

Branch Locations

2225 Lexington Rd, Louisville, KY 40206 • United States

7400 Carmel Executive Park Drive, Suite 210, Charlotte, NC 28226 • United States

4351 West College Ave Suite 420, Appleton, WI 54914 • United States

Isle Of Palms, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Charlotte NC 04/2014 04/2019
Apollon Wealth Management, Llc Mount Pleasant SC 04/2019 11/2021
Purshe Kaplan Sterling Investments Albany NY 03/2021 11/2021
Private Client Services Isle Of Palms SC 11/2021 Present
  • 04/2014 → 04/2019
    Lpl Financial
    Charlotte, NC
  • 04/2019 → 11/2021
    Apollon Wealth Management, Llc
    Mount Pleasant, SC
  • 03/2021 → 11/2021
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 11/2021 → Present
    Private Client Services
    Isle Of Palms, SC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-11
S63 Uniform Securities Agent State Law Examination 1999-01-26
  • S65 Uniform Investment Adviser Law Examination
    2006-01-11
  • S63 Uniform Securities Agent State Law Examination
    1999-01-26

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY

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