Joseph Scott Malmborg

Current Employers

Employment History

• 03/2014 → Present
  Commonwealth Financial Network
  Waltham, MA
• 01/2019 → 07/2020
  The Wealth Transition Collective
  Northampton, MA
• 07/2020 → Present
  Malmborg Wealth Consulting Group
  West Springfield, MA

Previous Registrations

• 2003-05-12 → 2008-06-02
  Cetera Investment Services Llc
  Springfield, MA

Other Businesses

1.CFO and Part Owner, The Wealth Transition Collective, Inc., a private entity established to facilitate securities, advisory, and insurance business; As of 10/16/2018; Approximately more than 95% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2.Fixed insurance sales, as an Agent, under the name 'Malmborg Wealth Consulting Group'; Conducted at branch location; Investment related. 3.Owner of rental property located in Springfield, MA; Not conducted at branch location; Investment related. 4.Co-Owner, WTF Realty, LLC, an entity created for the purpose of owning and managing office properties located in Northampton and Holyoke, MA; As of 12/03/19; 0% time spent during business hours; Conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-02-20
• S63 Uniform Securities Agent State Law Examination
  2000-03-06