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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-06
CA RA APPROVED 2026-07-09
  • TX RA
    APPROVED
    Since 2026-08-06
  • CA RA
    APPROVED
    Since 2026-07-09

Branch Locations

24200 Magic Mountain Pkwy, Santa Clarita, CA 91355 • United States

5959 Canoga Ave, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Monica CA 04/2026 Present
Roya Aria Corp / Ups Store 2902 Westlake Village CA 10/2023 11/2024
Nayeb Grill Restaurant Woodlan Hills CA 04/2023 09/2023
Woody's Cafe / Woodbury University Burbank CA 11/2022 03/2023
Hamgam Production Group Mashhad 09/2012 08/2022
Bank Of America N.A. Santa Monica CA 02/2025 04/2026
Bank Of America, N.A. Santa Monica CA 05/2026 Present
  • 04/2026 → Present
    Santa Monica, CA
  • 10/2023 → 11/2024
    Roya Aria Corp / Ups Store 2902
    Westlake Village, CA
  • 04/2023 → 09/2023
    Nayeb Grill Restaurant
    Woodlan Hills, CA
  • 11/2022 → 03/2023
    Woody's Cafe / Woodbury University
    Burbank, CA
  • 09/2012 → 08/2022
    Hamgam Production Group
    Mashhad
  • 02/2025 → 04/2026
    Bank Of America N.A.
    Santa Monica, CA
  • 05/2026 → Present
    Bank Of America, N.A.
    Santa Monica, CA
Other Businesses

I*3935300 Entity Type: Entity For Profit Name of OBA: Uber Address: San Francisco, California, 91403 Investment Related: No Position, Title, Association: Other Employee Start Date: 03/05/2025 Number of Hours: 15, Weekly Number of Hours during trading: 0, Weekly Duties: Rideshare & Delivery services I use my personal car to provide services of rideshare and/or food delivery I*3935301 Entity Type: Entity For Profit Name of OBA: Lyft Address: San Francisco, California, 94107 Investment Related: No Position, Title, Association: Other Employee Start Date: 12/26/2024 Number of Hours: 10, Weekly Number of Hours during trading: 0, Weekly Duties: Rideshare services Providing rideshare services with my personal car I*3948265 Entity Type: Entity For Profit Name of OBA: Maplebear Inc. d/b/a Instacart Address: San Francisco, California, 94105 Investment Related: No Position, Title, Association: Other Employee Start Date: 08/31/2023 Number of Hours: 10, Weekly Number of Hours during trading: 0, Weekly Duties: Delivery Groceries Delivery Groceries

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-09
  • S66 Uniform Combined State Law Examination
    2026-07-09

View on SEC IAPD

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