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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services, Lp | San Diego | CA | 12/2014 | 04/2022 |
| Citadel Federal Credit Union | West Chester | PA | 12/2014 | 04/2022 |
| Lincoln Financial Advisors Corporation | Exton | PA | 04/2022 | 01/2025 |
| Osaic Wealth, Inc. | Exton | PA | 01/2025 | Present |
1) FRANCIS CAPRIOTTI /DELPHI INSURANCE MANAGEMENT GROUP LLC 806 SPRINGDALE DRIVE EXTON PA 19341 CATEGORY: INSURANCE: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFERING ACCIDENT AND HEALTH INSURANCE, DISABILITY INSURANCE, FIXED ANNUITIES, EQUITY INDEXED ANNUITIES, LONG TERM CARE INSURANCE, AND TRADITIONAL FIXED LIFE INSURANCE START DATE: 06/01/2022 HOURS PER MONTH: 4 HOURS PER MONTH DURING TRADING HOURS: 4
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-07-27 |
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