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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-04-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group | Waterford | WI | 09/2024 | 07/2025 |
| Kohler Co | Menomonee Falls | WI | 07/2022 | 10/2024 |
| Interactive Resources | Jacksonville | FL | 01/2022 | 07/2022 |
| Bmo Harris Bank Na | West Bend | WI | 05/2018 | 12/2021 |
| Associated Bank Corp | Green Bay | WI | 11/2016 | 05/2018 |
| 2020 Companies | Southlake | TX | 05/2014 | 11/2016 |
| Lpl Financial Llc | Waterford | WI | 07/2025 | Present |
1. 04/2026 - Patriot Financial - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 40 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 04/08/2026 2. 04/2026 - Patriot Financial and Tax LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 40 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 04/08/2026
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-03-30 |
| S65 | Uniform Investment Adviser Law Examination | 2026-03-19 |
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