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Nicholas Riley Mowry

Fiat Lux Capital Management

Waterford, WI

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Current Employers
Fiat Lux Capital Management

228B Milwaukee St, Waterford, WI 53185 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-02-11
  • WI RA
    APPROVED
    Since 2025-02-11

Branch Locations

228B Milwaukee St, Waterford, WI 53185 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nicholas Mowry Music Kenosha WI 05/2017 Present
Lansing Symphony Orchestra Lansing MI 10/2015 05/2017
Michigan State University East Lansing MI 08/2011 05/2017
Freelance Musician East Lansing MI 08/2011 05/2017
Modern Woodmen Of America Rock Island IL 04/2020 12/2024
Mwa Financial Services Inc Rock Island IL 08/2020 12/2024
Lauer Financial Services Waterford WI 02/2022 12/2024
Fiat Lux Capital Management Inc. Waterford WI 01/2025 Present
  • 05/2017 → Present
    Nicholas Mowry Music
    Kenosha, WI
  • 10/2015 → 05/2017
    Lansing Symphony Orchestra
    Lansing, MI
  • 08/2011 → 05/2017
    Michigan State University
    East Lansing, MI
  • 08/2011 → 05/2017
    Freelance Musician
    East Lansing, MI
  • 04/2020 → 12/2024
    Modern Woodmen Of America
    Rock Island, IL
  • 08/2020 → 12/2024
    Mwa Financial Services Inc
    Rock Island, IL
  • 02/2022 → 12/2024
    Lauer Financial Services
    Waterford, WI
  • 01/2025 → Present
    Fiat Lux Capital Management Inc.
    Waterford, WI
Previous Registrations
Other Businesses

1)Nicholas Mowry Music noninv Home in Kenosha, WI Owner/Musician 5/17 1 noninv hours teaching. 0 hours during trading hours. Teach private lessons

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-04
  • S66 Uniform Combined State Law Examination
    2020-12-04

View on SEC IAPD

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Nicole Nickel
JAKE Michael STEFFENS
WILLIAM BERNARD CZAJA
TODD DAVID SPRECHER
Ronald Ryan Knaflic
DANIEL RALPH KRUEGER

Other Offices

THE AMERIFLEX GROUP · Waterford, WI
LPL FINANCIAL LLC · WATERFORD, WI
ON INVESTMENT MANAGEMENT CO · Waterford, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Waterford, WI
LPL FINANCIAL LLC · WATERFORD, WI
EDWARD JONES · WATERFORD, WI
HARBOUR INVESTMENTS, INC. · Burlington, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Lake, WI

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