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Brianne Mae Aune

Ameriprise Financial Services, LLC

Salt Lake City, UT

West Jordan, UT

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-09
UT RA APPROVED 2019-10-09
  • TX RA
    APPROVED
    Since 2019-10-09
  • UT RA
    APPROVED
    Since 2019-10-09

Branch Locations

60 E South Temple St Ste 950, Salt Lake City, UT 84111-1004 • United States

West Jordan, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Salt Lake City UT 06/2009 10/2019
Ameriprise Financial Services, Inc. Salt Lake City UT 10/2019 03/2020
Ameriprise Financial Services, Llc Salt Lake City UT 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-09
  • S66 Uniform Combined State Law Examination
    2007-05-09
Other Names
  • Brianne Mae Wall

View on SEC IAPD

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