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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-12-04
  • IA RA
    APPROVED
    Since 2025-12-04

Branch Locations

5764 Sunnybrook Dr., Sioux City, IA 51106 • United States

5024 S. Bur Oak Place, Ste 106, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Sioux City IA 06/2025 Present
Central Bank Sioux City IA 07/2021 11/2023
Real Property Management Express Sioux City IA 03/2024 06/2024
Target Sioux City IA 06/2020 05/2021
Dunham's Sports Sioux City IA 06/2018 03/2019
Rocket Auto Wash Sioux City IA 05/2019 04/2020
Rocket Auto Wash Sioux City IA 05/2015 06/2018
Unemployed Sioux City IA 11/2023 03/2024
Efs Group Wealth Management Sioux City IA 09/2024 06/2025
  • 06/2025 → Present
    Sioux City, IA
  • 07/2021 → 11/2023
    Central Bank
    Sioux City, IA
  • 03/2024 → 06/2024
    Real Property Management Express
    Sioux City, IA
  • 06/2020 → 05/2021
    Target
    Sioux City, IA
  • 06/2018 → 03/2019
    Dunham's Sports
    Sioux City, IA
  • 05/2019 → 04/2020
    Rocket Auto Wash
    Sioux City, IA
  • 05/2015 → 06/2018
    Rocket Auto Wash
    Sioux City, IA
  • 11/2023 → 03/2024
    Unemployed
    Sioux City, IA
  • 09/2024 → 06/2025
    Efs Group Wealth Management
    Sioux City, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-03
  • S66 Uniform Combined State Law Examination
    2025-12-03

View on SEC IAPD

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