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Samuel Levi Rice

Pcm Encore, LLC

Aspen, CO

Bellevue, WA

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Current Employers
Pcm Encore, Llc

520 E Cooper Ave. Ste. 7C, Aspen, CO 81611 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-10-21
  • WA RA
    APPROVED
    Since 2024-10-21

Branch Locations

520 E Cooper Ave. Ste. 7C, Aspen, CO 81611 • United States

10900 Ne 4Th Street Suite 2406, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pcm Encore, Llc Bellevue WA 08/2024 Present
Assurance Iq Seattle WA 04/2016 08/2024
  • 08/2024 → Present
    Pcm Encore, Llc
    Bellevue, WA
  • 04/2016 → 08/2024
    Assurance Iq
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-17
  • S65 Uniform Investment Adviser Law Examination
    2024-10-17
Other Names
  • Sam Rice
  • Samuel Nmn Rice

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ASPEN, CO
STEVENSON ADVISORS, LLC · ASPEN, CO
INTEGRATED BENEFITS, INCORPORATED · Aspen, CO
ASHTON THOMAS SECURITIES, LLC · Aspen, CO
J.P. MORGAN SECURITIES LLC · Aspen, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ASPEN, CO
WELLS FARGO CLEARING SERVICES, LLC · ASPEN, CO
FOUNDATIONS INVESTMENT ADVISORS LLC · ASPEN, CO

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