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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-17 |
| MI | RA | APPROVED | 2025-07-07 |
Branch Locations
3030 Cross Creek Pkwy, Auburn Hills, MI 48326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vegas Jr. Golden Knights | Las Vegas | NV | 05/2022 | 05/2025 |
| Peoria Rivermen | Peoria | IL | 08/2023 | 01/2024 |
| Tulsa Oilers | Tulsa | OK | 01/2023 | 04/2023 |
| Pensacola Ice Flyers | Pensacola | FL | 03/2020 | 04/2022 |
| Springfield Jr. Blues - Springfield, Illinois | Springfield | IL | 08/2016 | 04/2017 |
| Jimmy Johns | Troy | MI | 04/2017 | 07/2017 |
| Jimmy Johns | Troy | MI | 05/2018 | 08/2018 |
| University Of Alaska Fairbanks | Fairbanks | AK | 08/2017 | 08/2020 |
| Pensacola Ice Flyers | Pensacola | FL | 02/2020 | 03/2020 |
| Unemployed | Troy | MI | 09/2020 | 12/2020 |
| Equitable Advisors Llc | New York City | NY | 09/2024 | 05/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Auburn Hills | MI | 06/2025 | Present |
| Savannah Ghost Pirates | Savannah | GA | 10/2022 | 12/2022 |
| Kalamazoo Wings | Kalamazoo | MI | 01/2023 | 01/2023 |
| Fayetteville Marksmen | Fayetteville | NC | 11/2023 | 12/2023 |
| Bank Of America, N.A. | Auburn Hills | MI | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-26 |
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