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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-06 |
Branch Locations
Two Barton Skyway 1601 South Mopac Expressway Suite 475, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tf Holdings | Irving | TX | 05/2023 | 08/2023 |
| University Of Texas At Austin College Of Natural Sciences | Austin | TX | 08/2021 | 05/2022 |
| University Of Texas At Austin | Austin | TX | 06/2020 | 05/2024 |
| Frisco Independent School District | Frisco | TX | 08/2014 | 05/2020 |
| Unemployed | Mckinney | TX | 06/2024 | 09/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2024 | Present |
| Cetera Invesment Advisers Llc | Schaumburg | IL | 01/2025 | Present |
1. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 8/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: LIFE INSURANCE, SECURITIES, AND FINANCIAL PLANNING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-30 |
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