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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-05-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2025 | Present |
| Huberty & Associates S.C. Dba Vesta Cpas | Fond Du Lac | WI | 08/2021 | Present |
| Vesta | Fond Du Lac | WI | 08/2021 | Present |
| Harbor Haven Health And Rehabilitation | Fond Du Lac | WI | 04/2020 | 07/2021 |
| Quality Packaging Inc. | Fond Du Lac | WI | 03/2020 | 03/2020 |
| General Nutrition Company | Fond Du Lac | WI | 12/2019 | 02/2020 |
| Harbor Haven Health And Rehabilitation | Fond Du Lac | WI | 05/2018 | 11/2019 |
| Mcdonald's | Fond Du Lac | WI | 02/2018 | 04/2018 |
| Fond Du Lac School District | Fond Du Lac | WI | 08/2017 | 01/2018 |
| University Of Wisconsin Oshkosh | Oshkosh | WI | 08/2023 | Present |
| Moraine Park Technical College | Fond Du Lac | WI | 01/2020 | 08/2022 |
| Fox Valley Technical College | Chilton | WI | 08/2019 | 12/2019 |
| Fond Du Lac Public School System | Fond Du Lac | WI | 08/2015 | 07/2017 |
1) HUBERTY & ASSOCIATES S.C. DBA VESTA CPAS; SAME AS REGISTERED BRANCH; INVESTMENT RELATED; PUBLIC ACCOUNTING FIRM/TAX & ACCOUNTING SERVICES; DBA FOR INVESTMENTS; SENIOR CONSULTANT; TAX PREP; SINCE 08/2021; 140 HRS/MO 2) VESTA; SAME AS REGISTERED BRANCH; INVESTMENT RELATED; DBA FOR FINANCIAL SERVICES; FINANCIAL PROFESSIONAL; SINCE 08/2021; 140 HRS/MO
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-07 |
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