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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-04-16
  • IL RA
    APPROVED
    Since 2025-04-16

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Weaver Consultants Group Chicago IL 06/2022 09/2022
Pool Guards, Inc. Naperville IL 05/2019 08/2019
Unemployed Naperville IL 05/2020 09/2020
Full Time Education Naperville IL 08/2019 05/2020
Full Time Education San Luis Obispo CA 09/2020 05/2021
Fidelity Investments Torrance CA 06/2023 08/2023
Full Time Education Naperville IL 09/2017 05/2018
Fidelity Investments Torrance CA 08/2024 04/2025
Lexus Of Napervile Naperville IL 06/2021 09/2021
Full Time Education Naperville IL 08/2018 05/2019
Unemployed Naperville IL 06/2024 08/2024
Full Time Education San Luis Obispo CA 09/2021 06/2022
Full Time Education Naperville IL 09/2016 04/2017
Full Time Education San Luis Obispo CA 09/2022 06/2023
Full Time Education San Luis Obispo CA 08/2023 06/2024
Pool Guards, Inc. Naperville IL 05/2018 08/2018
Pool Guards, Inc. Naperville IL 05/2017 08/2017
Fidelity Investments Boston MA 03/2025 04/2025
First Trust Portfolios L.P. Wheaton IL 04/2025 Present
First Trust Advisors L.P. Wheaton IL 04/2025 Present
  • 06/2022 → 09/2022
    Weaver Consultants Group
    Chicago, IL
  • 05/2019 → 08/2019
    Pool Guards, Inc.
    Naperville, IL
  • 05/2020 → 09/2020
    Unemployed
    Naperville, IL
  • 08/2019 → 05/2020
    Full Time Education
    Naperville, IL
  • 09/2020 → 05/2021
    Full Time Education
    San Luis Obispo, CA
  • 06/2023 → 08/2023
    Fidelity Investments
    Torrance, CA
  • 09/2017 → 05/2018
    Full Time Education
    Naperville, IL
  • 08/2024 → 04/2025
    Fidelity Investments
    Torrance, CA
  • 06/2021 → 09/2021
    Lexus Of Napervile
    Naperville, IL
  • 08/2018 → 05/2019
    Full Time Education
    Naperville, IL
  • 06/2024 → 08/2024
    Unemployed
    Naperville, IL
  • 09/2021 → 06/2022
    Full Time Education
    San Luis Obispo, CA
  • 09/2016 → 04/2017
    Full Time Education
    Naperville, IL
  • 09/2022 → 06/2023
    Full Time Education
    San Luis Obispo, CA
  • 08/2023 → 06/2024
    Full Time Education
    San Luis Obispo, CA
  • 05/2018 → 08/2018
    Pool Guards, Inc.
    Naperville, IL
  • 05/2017 → 08/2017
    Pool Guards, Inc.
    Naperville, IL
  • 03/2025 → 04/2025
    Fidelity Investments
    Boston, MA
  • 04/2025 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 04/2025 → Present
    Wheaton, IL
Previous Registrations
  • 2025-03-31 → 2025-04-04
    Boston, MA
  • 2024-11-26 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Torrance, CA
    Hermosa Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-14
  • S66 Uniform Combined State Law Examination
    2024-11-14
Other Names
  • Mitchell J Becker
  • Mitchell Becker

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