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3980 Old Milton Parkway, Alpharetta, GA 30005 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-09-06 |
| UT | RA | APPROVED | 2024-09-06 |
Branch Locations
3980 Old Milton Parkway, Alpharetta, GA 30005 • United States
1173 S 250 W # 305, St. George, UT 84770 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tfs Financial Solutions | Newhall | CA | 01/2024 | Present |
| Legg Enterprises | St. George | UT | 08/2014 | 01/2024 |
| Total Financial Wealth Management | St. George | UT | 09/2024 | Present |
| Gibbs Wealth Management, Llc | St. George | UT | 08/2024 | Present |
TFS FINANCIAL SERVICES INVESTMENT RELATED INSURANCE AGENT 1173 S. 250 W., STE 309, ST GEORGE, UT 84770 01/2024 40 HOURS/MONTH 40 HOURS/MONTH TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-01 |
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