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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-06-15
FL RA APPROVED 2005-08-16
  • TX RA
    APPROVED_RES
    Since 2016-06-15
  • FL RA
    APPROVED
    Since 2005-08-16

Branch Locations

19495 Biscayne Blvd, Aventura, FL 33180 • United States

Fort Lauderdale, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 05/2005 Present
Bank Of America, N.A. Coral Springs FL 07/2011 Present
Other Businesses

I*4557268 Entity Type: Entity Charitable Name of OBA: Riverwalk Fort Lauderdale Inc. Address: Fort Lauderdale, Florida, 33301 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 05/11/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: promote and enhance Riverwalk as a vibrant community connected by the New River encouraging activism, involvement, and the exchange of new ideas

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-12
  • S66 Uniform Combined State Law Examination
    2005-08-12

View on SEC IAPD

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