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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 05/2019 | Present |
| Best Buy | Buffalo | NY | 06/2016 | 04/2021 |
| Canisius College | Buffalo | NY | 08/2012 | 12/2016 |
| Strayer University | Buffalo | NY | 10/2020 | 10/2021 |
I*965380, Entity Type Entity For Profit, Name of OBA: GT Syndicate Address: cedar parkTexas78613 Investment Related: No Position, Title, Association: Officer Employee Start Date: 12/01/2021No Hours: 5 weekly No Hours during trading: 0 Duties: Automotive Photography and Videography. I will take pictures and videos of cars for clients. track days at a local circuit and hosting private car events. I*: 2891307 Entity Type: For Profit Name of OBA: Rover Address: Del Valle, TX 78617 Investment Related: No Position, Title, Association: Employee Employee Start Date: 10/1/2025 Number of Hours: 10 hrs mthly Number of Hours during trading: 0 Duties: dog sitter
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-07 |
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