Best Investors Account Sign in
Inactive

James Patrick Obrien

Krilogy

St. Louis, MO

Claim This Profile
Current Employers
Krilogy

275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-06-19
MO RA APPROVED 2009-01-14
  • TX RA
    APPROVED_RES
    Since 2017-06-19
  • MO RA
    APPROVED
    Since 2009-01-14

Branch Locations

275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Krilogy Financial St Louis MO 09/2009 Present
Kansas City Life Insurance Kansas City MO 01/2010 Present
  • 09/2009 → Present
    Krilogy Financial
    St Louis, MO
  • 01/2010 → Present
    Kansas City Life Insurance
    Kansas City, MO
Previous Registrations
  • 2009-06-18 → 2009-12-31
    Saint Louis, MO
  • 2005-07-08 → 2009-01-08
    Securian Financial Services, Inc.
    St Louis, MO
    St. Louis, MO
Other Businesses

1.)Hillcrest Advisors, LLC, investment related, 1623 High School Drive, St. Louis, MO 63144, 1% ownership interest in Krilogy Financial, LLC, Krilogy Capital Management Partners, LLC, Krilogy Capital Management, LLC, Krilogy Tax Services, and receipt of compensation from conducting advisory business through Krilogy Financial, Start date 1/4/16, 0 hrS/MO per month during trading and non-trading hours. 2.) Krilogy Tax Services, LLC, non-investment related, 275 N. Lindbergh, Suite 20, St. Louis, MO 63141, Tax preparation and planning services, Owner, 1/1/18, 0 hours per month, 0 hours per month during trading hours, 1% Ownership interest.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-30
  • S66 Uniform Combined State Law Examination
    2005-06-30
Other Names
  • James Patrick O'BRien
  • James Patrick O'BRien

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in St. Louis, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor