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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-03
OH RA APPROVED 2024-10-22
  • TX RA
    APPROVED
    Since 2025-01-03
  • OH RA
    APPROVED
    Since 2024-10-22

Branch Locations

6123 Glenway Ave, Cincinnati, OH 45211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati OH 04/2023 Present
Bank Of America Cincinnati OH 04/2023 08/2024
Ross Inc Springdale OH 09/2020 04/2021
Pnc West Chester OH 04/2021 04/2023
Smoothie King Fairfield OH 03/2019 06/2020
Meijer Stores Fairfield OH 12/2018 12/2018
University Of Cincinnati Cincinnati OH 08/2019 12/2022
Fairfield City School District Fairfield OH 07/2014 12/2018
Bank Of America, N.A. Cincinnati OH 09/2024 Present
  • 04/2023 → Present
    Cincinnati, OH
  • 04/2023 → 08/2024
    Bank Of America
    Cincinnati, OH
  • 09/2020 → 04/2021
    Ross Inc
    Springdale, OH
  • 04/2021 → 04/2023
    Pnc
    West Chester, OH
  • 03/2019 → 06/2020
    Smoothie King
    Fairfield, OH
  • 12/2018 → 12/2018
    Meijer Stores
    Fairfield, OH
  • 08/2019 → 12/2022
    University Of Cincinnati
    Cincinnati, OH
  • 07/2014 → 12/2018
    Fairfield City School District
    Fairfield, OH
  • 09/2024 → Present
    Bank Of America, N.A.
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-21
  • S66 Uniform Combined State Law Examination
    2024-10-21

View on SEC IAPD

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