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Sarahy Gonzalez Gonzalez

Cetera Investment Advisers LLC

Phoenix, AZ

CRD 7976791

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-21
AZ RA APPROVED 2024-12-03
  • TX RA
    APPROVED
    Since 2025-01-21
  • AZ RA
    APPROVED
    Since 2024-12-03

Branch Locations

3131 E Camelback Road Suite 100, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Plaza Bonita Prescott Valley AZ 09/2018 Present
Prescott Medical Imaging Prescott Valley AZ 06/2020 12/2020
American Campus Communities Flagstaff AZ 10/2021 06/2022
Jp Morgan Chase Scottsdale AZ 06/2023 08/2023
Northern Arizona University Flagstaff AZ 08/2022 05/2024
Renaissance Financial Phoenix AZ 08/2024 Present
Bradshaw Mountain High School Prescott Valley AZ 08/2016 05/2020
Northern Arizona University Flagstaff AZ 08/2020 05/2024
Cetera Wealth Services, Llc El Segundo CA 09/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 12/2024 Present
  • 09/2018 → Present
    Plaza Bonita
    Prescott Valley, AZ
  • 06/2020 → 12/2020
    Prescott Medical Imaging
    Prescott Valley, AZ
  • 10/2021 → 06/2022
    American Campus Communities
    Flagstaff, AZ
  • 06/2023 → 08/2023
    Jp Morgan Chase
    Scottsdale, AZ
  • 08/2022 → 05/2024
    Northern Arizona University
    Flagstaff, AZ
  • 08/2024 → Present
    Renaissance Financial
    Phoenix, AZ
  • 08/2016 → 05/2020
    Bradshaw Mountain High School
    Prescott Valley, AZ
  • 08/2020 → 05/2024
    Northern Arizona University
    Flagstaff, AZ
  • 09/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 12/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: August 2024 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 2. NAME OF OTHER BUSINESS: PLAZA BONITA INVESTMENT RELATED: NO ADDRESS: 8280 E SPOUSE DR PRESCOTT VALLEY, AZ 86314 NATURE OF BUSINESS: RESTAURANT START DATE: 09/2018 APX NUMBER OF HOURS PER WEEK: 35 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: SERVER BRIEF DESCRIPTION OF DUTIES: SERVER AT RESTAURANT;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-18
  • S66 Uniform Combined State Law Examination
    2024-11-18

View on SEC IAPD

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