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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-21 |
| AZ | RA | APPROVED | 2024-12-03 |
Branch Locations
3131 E Camelback Road Suite 100, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Plaza Bonita | Prescott Valley | AZ | 09/2018 | Present |
| Prescott Medical Imaging | Prescott Valley | AZ | 06/2020 | 12/2020 |
| American Campus Communities | Flagstaff | AZ | 10/2021 | 06/2022 |
| Jp Morgan Chase | Scottsdale | AZ | 06/2023 | 08/2023 |
| Northern Arizona University | Flagstaff | AZ | 08/2022 | 05/2024 |
| Renaissance Financial | Phoenix | AZ | 08/2024 | Present |
| Bradshaw Mountain High School | Prescott Valley | AZ | 08/2016 | 05/2020 |
| Northern Arizona University | Flagstaff | AZ | 08/2020 | 05/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 12/2024 | Present |
1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: August 2024 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 2. NAME OF OTHER BUSINESS: PLAZA BONITA INVESTMENT RELATED: NO ADDRESS: 8280 E SPOUSE DR PRESCOTT VALLEY, AZ 86314 NATURE OF BUSINESS: RESTAURANT START DATE: 09/2018 APX NUMBER OF HOURS PER WEEK: 35 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: SERVER BRIEF DESCRIPTION OF DUTIES: SERVER AT RESTAURANT;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-18 |
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