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Nick Compton

J.P. Morgan Securities LLC

Westerville, OH

Plano, TX

Whitehall, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-08-30
  • OH RA
    APPROVED
    Since 2024-08-30

Branch Locations

370 S Cleveland Ave, Floor 02, Westerville, OH 43081 • United States

8181 Communications Pkwy, Bldg A, Floor 04, Plano, TX 75024 • United States

Whitehall, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Westerville OH 08/2024 Present
Esporta Fitness Polaris OH 03/2022 05/2022
Unemployed Lagrange OH 08/2014 03/2022
Unemployed Galena OH 06/2022 07/2024
  • 08/2024 → Present
    J.P. Morgan Securities Llc
    Westerville, OH
  • 03/2022 → 05/2022
    Esporta Fitness
    Polaris, OH
  • 08/2014 → 03/2022
    Unemployed
    Lagrange, OH
  • 06/2022 → 07/2024
    Unemployed
    Galena, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-06-14
S65 Uniform Investment Adviser Law Examination 2024-03-08
  • S63 Uniform Securities Agent State Law Examination
    2024-06-14
  • S65 Uniform Investment Adviser Law Examination
    2024-03-08
Other Names
  • Nick Compton
  • Nick Compton
  • Nick Stephen Compton
  • Nick S Compton
  • Nicholas Compton
  • Nicholas Stephen Compton
  • Nicholas S Compton

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Westerville, OH
ARSENEAU FINANCIAL · WESTERVILLE, OH
ELEVATION FINANCIAL PARTNERS, LLC · WESTERVILLE, OH
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STATE FARM INVESTMENT MANAGEMENT CORP. · Westerville, OH
LPL FINANCIAL LLC · Westerville, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
FIFTH THIRD SECURITIES, INC. · WESTERVILLE, OH

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