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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2009-04-02
  • MD RA
    APPROVED
    Since 2009-04-02

Branch Locations

2661 Riva Rd Ste 1020, Annapolis, MD 21401 • United States

Edgewater, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Annapolis MD 05/2009 11/2016
Wells Fargo Clearing Services, Llc Annapolis MD 11/2016 Present
Previous Registrations
Other Businesses

BEVERLY BEACH COMMUNITY ASSOCIATION; NOT INVESTMENT RELATED; PRESIDENT; START DATE 06/21/2021; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; ASSISTING WITH QUESTIONS NOT CONTROLLED BY BY-LAWS, APPOINT COMMITTEE CHAIRPERSONS, AND ATTENDING MEETINGS TO DISCUSS COMMUNITY BOAT RAMP AND MARINA, AMENITIES, DUES BEING PAID, NEIGHBORHOOD ISSUES, COMMUNITY EVENTS, AND REVIEWING BANK ACCOUNT BALANCE AND FLOWS,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-05
  • S66 Uniform Combined State Law Examination
    2007-02-05
Designations

View on SEC IAPD

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