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Yichen Sun

Cambridge Investment Research Advisors, Inc.

Phoenix, AZ

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-11-13
  • AZ RA
    APPROVED
    Since 2025-11-13

Branch Locations

2700 North Central Avenue, 12Th Floor, Phoenix, AZ 85004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 08/2024 Present
Cambridge Investment Research, Inc. Fairfield IA 08/2025 Present
Aegon Asset Management Cedar Rapids IA 05/2020 09/2024
University Of Iowa Iowa City AZ 08/2016 05/2020
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2025 Present
  • 08/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2020 → 09/2024
    Aegon Asset Management
    Cedar Rapids, IA
  • 08/2016 → 05/2020
    University Of Iowa
    Iowa City, AZ
  • 11/2025 → Present
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-07
  • S66 Uniform Combined State Law Examination
    2025-11-07

View on SEC IAPD

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