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Andrew Brooks

Charles Schwab & Co., Inc.

Phoenix, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-11-07
  • AZ RA
    APPROVED
    Since 2024-11-07

Branch Locations

6350 N. 24Th Street, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 08/2024 10/2024
University Of Arizona Tucson AZ 08/2020 05/2024
Unemployed Phoenix AZ 05/2024 08/2024
Pinnacle High School Phoenix AZ 08/2016 08/2020
Charles Schwab Bank Phoenix AZ 10/2024 Present
Charles Schwab Phoenix AZ 10/2024 Present
  • 08/2024 → 10/2024
    Equitable Advisors, Llc
    New York, NY
  • 08/2020 → 05/2024
    University Of Arizona
    Tucson, AZ
  • 05/2024 → 08/2024
    Unemployed
    Phoenix, AZ
  • 08/2016 → 08/2020
    Pinnacle High School
    Phoenix, AZ
  • 10/2024 → Present
    Charles Schwab Bank
    Phoenix, AZ
  • 10/2024 → Present
    Charles Schwab
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-03
  • S66 Uniform Combined State Law Examination
    2024-08-03

View on SEC IAPD

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