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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-11
AL RA APPROVED 2026-04-22
  • TX RA
    APPROVED
    Since 2026-05-11
  • AL RA
    APPROVED
    Since 2026-04-22

Branch Locations

2050 Parkway Office Circle 4Th Fl, Hoover, AL 35244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 09/2024 Present
Regions Bank Hoover AL 02/2022 Present
Cracker Barrel Florence AL 03/2016 01/2022
Cetera Investment Advisers Llc Hoover AL 04/2026 Present
  • 09/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 02/2022 → Present
    Regions Bank
    Hoover, AL
  • 03/2016 → 01/2022
    Cracker Barrel
    Florence, AL
  • 04/2026 → Present
    Hoover, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-21
  • S66 Uniform Combined State Law Examination
    2026-04-21

View on SEC IAPD

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