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Adam W Listerman

Wells Fargo Clearing Services, LLC

Cincinnati, OH

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-18
OH RA APPROVED 2025-06-10
KY RA APPROVED 2025-06-05
  • TX RA
    APPROVED
    Since 2025-06-18
  • OH RA
    APPROVED
    Since 2025-06-10
  • KY RA
    APPROVED
    Since 2025-06-05

Branch Locations

255 E 5Th St Ste 1400, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Covington KY 08/2024 04/2025
Unemployed Edgewood KY 12/2022 08/2024
University Of Louisville Hospital Louisville KY 01/2021 12/2022
University Of Louisville Louisville KY 08/2017 12/2020
Five Seasons Country Club Crestview Hills KY 05/2016 08/2017
Wells Fargo Clearing Services, Llc Cincinnati OH 05/2025 Present
Unemployed Dayton KY 04/2025 05/2025
  • 08/2024 → 04/2025
    Fidelity Investments
    Covington, KY
  • 12/2022 → 08/2024
    Unemployed
    Edgewood, KY
  • 01/2021 → 12/2022
    University Of Louisville Hospital
    Louisville, KY
  • 08/2017 → 12/2020
    University Of Louisville
    Louisville, KY
  • 05/2016 → 08/2017
    Five Seasons Country Club
    Crestview Hills, KY
  • 05/2025 → Present
    Wells Fargo Clearing Services, Llc
    Cincinnati, OH
  • 04/2025 → 05/2025
    Unemployed
    Dayton, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-04
S63 Uniform Securities Agent State Law Examination 2024-11-22
  • S66 Uniform Combined State Law Examination
    2025-06-04
  • S63 Uniform Securities Agent State Law Examination
    2024-11-22
Other Names
  • Adam W Listerman
  • Adam Listerman
  • Adam William Listerman

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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