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Joel Ryan Ratz

Ameriprise Financial Services, LLC

Menomonie, WI

Eau Claire, WI

Eleva, WI

CRD 4963824

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2010-04-09
  • WI RA
    APPROVED
    Since 2010-04-09

Branch Locations

700 Wolske Bay Road Suite 230, Menomonie, WI 54751 • United States

2919 Mall Dr Ste C, Eau Claire, WI 54701-6872 • United States

Eleva, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Eau Claire WI 05/2005 03/2020
Ameriprise Financial Services, Llc Eau Claire WI 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 2919 Mall Drive Eau Claire WI 54701, ,; Not Investment-Related; 11/01/2013.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-08
  • S66 Uniform Combined State Law Examination
    2010-04-08

View on SEC IAPD

Nearby Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
THRIVENT INVESTMENT MANAGEMENT INC.
PRINCIPAL SECURITIES, INC.

Nearby Investors

JACQUELINE MARIE HUNT
Sawyer James Brown
DARCY MICHAEL BROWN

Nearby Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Menomonie, WI
THRIVENT INVESTMENT MANAGEMENT INC. · MENOMONIE, WI
PRINCIPAL SECURITIES, INC. · MENOMONIE, WI

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