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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-17 |
| WI | RA | APPROVED | 2006-04-12 |
Branch Locations
2919 Mall Dr Ste C, Eau Claire, WI 54701-6872 • United States
700 Wolske Bay Road Suite 230, Menomonie, WI 54751 • United States
Eleva, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Eau Claire | WI | 12/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Eau Claire | WI | 03/2020 | Present |
Real Estate Ownership; Commercial; 2919 Mall Drive Eau Claire WI 54701, ,; Not Investment-Related; 11/01/2013 / Single Family; S11160 Cty Rd F, , Eleva, WI, 54701; Investment-Related; 10/01/2017. Business Ownership; Caucutt-Ratz Tax Preparation LLC; Owner; Tax Preparation; 2919 Mall Dr Ste C Eau Claire WI 54701, ,; Not Investment-Related; 02/15/2016; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-07 |
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