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Inactive

Joming Chiang

Cerity Partners LLC

Rockville, MD

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-01-02
TX RA APPROVED 2026-01-02
  • MD RA
    APPROVED
    Since 2026-01-02
  • TX RA
    APPROVED
    Since 2026-01-02

Branch Locations

111 Rockville Pike Suite 750, Rockville, MD 20850 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sol Capital Management Company Rockville MD 07/2024 12/2025
Unemployed Washington DC 10/2023 07/2024
Universal Investment Frankfurt 05/2019 09/2023
Dws Frankfurt 02/2019 04/2019
Blackrock London 06/2018 08/2018
Frankfurt School Of Finance And Management Frankfurt 08/2017 08/2019
Extended Travel London 05/2016 08/2017
Cerity Partners Llc New York NY 01/2026 Present
  • 07/2024 → 12/2025
    Sol Capital Management Company
    Rockville, MD
  • 10/2023 → 07/2024
    Unemployed
    Washington, DC
  • 05/2019 → 09/2023
    Universal Investment
    Frankfurt
  • 02/2019 → 04/2019
    Dws
    Frankfurt
  • 06/2018 → 08/2018
    Blackrock
    London
  • 08/2017 → 08/2019
    Frankfurt School Of Finance And Management
    Frankfurt
  • 05/2016 → 08/2017
    Extended Travel
    London
  • 01/2026 → Present
    Cerity Partners Llc
    New York, NY
Previous Registrations
  • 2024-08-19 → 2026-01-23
    Sol Capital Management Co
    Rockville, MD
Designations

View on SEC IAPD

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Other Investors

JOHN BRIAN OETTINGER
JORDAN SCOTT KRAUS
Anna Laureys Squier
JASON SCOTT COHEN
JENNIFER CHRISTINE PASCAL
DANIEL RONIS
Annalise Taylor Haywood
Liam Christopher Sweet

Other Offices

LPL FINANCIAL LLC · ROCKVILLE, MD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCKVILLE, MD
NAVY FEDERAL INVESTMENT SERVICES, LLC · Rockville, MD
STATE FARM INVESTMENT MANAGEMENT CORP. · N Bethesda, MD
J.P. MORGAN SECURITIES LLC · Rockville, MD
UNITED BROKERAGE SERVICES, INC · ROCKVILLE, MD
PROFIT INVESTMENTS · NORTH BETHESDA, MD
ORTMAN FINANCIAL PLANNING · NORTH BETHESDA, MD

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