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Brandon Jay Smith

Wallace Hart Capital Management

Lexington, KY

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Current Employers
Wallace Hart Capital Management

1792 Alysheba Way Suite 390, Lexington, KY 40509 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-09-19
TX RA APPROVED 2024-09-19
  • KY RA
    APPROVED
    Since 2024-09-19
  • TX RA
    APPROVED
    Since 2024-09-19

Branch Locations

1792 Alysheba Way Suite 390, Lexington, KY 40509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wallace Hart Capital Management Lexington KY 05/2023 Present
Unemployed Lexington KY 01/2023 05/2023
Total Quality Logistics Lexington KY 06/2022 01/2023
Speedway Lexington KY 06/2015 06/2022
  • 05/2023 → Present
    Wallace Hart Capital Management
    Lexington, KY
  • 01/2023 → 05/2023
    Unemployed
    Lexington, KY
  • 06/2022 → 01/2023
    Total Quality Logistics
    Lexington, KY
  • 06/2015 → 06/2022
    Speedway
    Lexington, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-15
  • S65 Uniform Investment Adviser Law Examination
    2023-06-15
Other Names
  • Brandon Smith

View on SEC IAPD

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Other Investors

MICHAEL JAMES BROWNELL
JASON CHRISTOPHER GRESHAM
JAMES CARL GRAY
MARC ALLEN MOORE
AARON WILLIAM SEYFRIED
CARL LEE JINRIGHT
GEORGE DAVID PIERCE
JAMES MICHAEL THOMPSON

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY
CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY
INVEST INC. · LEXINGTON, KY
EAGLE STRATEGIES LLC · LEXINGTON, KY
LPL ENTERPRISE, LLC · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY

More in Lexington, KY

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