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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-06-18
  • LA RA
    APPROVED
    Since 2025-06-18

Branch Locations

445 North Blvd., Baton Rouge, LA 70802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na Baton Rouge LA 08/2024 05/2025
Jpmorgan Securities Llc Baton Rouge LA 08/2024 05/2025
Forvis Mazars, Llp Austin TX 08/2023 06/2024
Katie Gibbons Consulting-Entrepreneur Austin LA 06/2018 08/2023
First Horizon Bank Fromerly Iberia Bank Baton Rouge LA 04/2017 05/2018
Red River Bank Baton Rouge LA 05/2011 04/2017
Unemployed Baton Rouge LA 07/2024 07/2024
Hancock Whitney Bank Baton Rouge LA 05/2025 Present
Cetera Investment Services Llc Saint Cloud MN 06/2025 Present
Cetera Investment Advisers Llc Baton Rouge LA 06/2025 Present
  • 08/2024 → 05/2025
    Jpmorgan Chase Bank, Na
    Baton Rouge, LA
  • 08/2024 → 05/2025
    Jpmorgan Securities Llc
    Baton Rouge, LA
  • 08/2023 → 06/2024
    Forvis Mazars, Llp
    Austin, TX
  • 06/2018 → 08/2023
    Katie Gibbons Consulting-Entrepreneur
    Austin, LA
  • 04/2017 → 05/2018
    First Horizon Bank Fromerly Iberia Bank
    Baton Rouge, LA
  • 05/2011 → 04/2017
    Red River Bank
    Baton Rouge, LA
  • 07/2024 → 07/2024
    Unemployed
    Baton Rouge, LA
  • 05/2025 → Present
    Hancock Whitney Bank
    Baton Rouge, LA
  • 06/2025 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 06/2025 → Present
    Baton Rouge, LA
Previous Registrations
Other Businesses

1.) PRIVATE BANKER AT HANCOCK WHITNEY; HANDLING BANK LOANS AND DEPOSIT ACOCUNTS. 2.) VOLUNTEER FINANCIAL COACH AT THE LIFE OF A SINGLE MOM; MEET WITH 3-5 SINGLE MOTHERS PER YEAR TO TEACH BASIC FINANCIAL LITERACY; 20 HRS/YR.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-09
  • S66 Uniform Combined State Law Examination
    2025-01-09
Other Names
  • Katie L Griffon Gibbons
  • Katie Lynn Griffon
  • Katie Lynne Gibbons
  • Katie Gibbons

View on SEC IAPD

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