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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Syracuse | NY | 06/2024 | 11/2024 |
| Marquardt Switches Inc. | Cazenovia | NY | 09/2004 | Present |
| Lpl Enterprise, Llc | Syracuse | NY | 11/2024 | Present |
1) 12/02/2025-MACNY Manufacturers Association of Central New York-Vendor-Other-Not Inv Related-At Syracuse, NY-Start date 12/10/2025-5hrs/mth-5hrs/mth during trading 2) 08/03/2026-John E Ryan-Author / owner-Author-Not inv related-At Cazenovia, NY-Start date 07/28/2026-8hrs/mth-0hrs/mth during trading 3) 08/03/2026-John E Ryan-Owner / author-Radio/ TV/ Podcast-Not inv related-At Cazenovia, NY-Start date 07/28/2026-8hrs/mth-0hrs/mth during trading 4) 08/03/2026-John E Ryan-Owner / Author-Speaker/ Seminar/ Workshops-Not inv related-At Cazenovia, NY-Start date 07/28/2026-8hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-04 |
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