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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-03-14 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Mankato | MN | 08/2024 | Present |
| Wells Fargo Bank, Na | Mankato | MN | 08/2024 | Present |
| Profinium | Mankato | MN | 07/2023 | 05/2024 |
| Unemployed | Nicollet | MN | 06/2024 | 08/2024 |
| Unemployed | Nicollet | MN | 05/2023 | 07/2023 |
| Reefcraft Llc | Winthrop | MN | 11/2022 | 05/2023 |
| Unemployed | Nicollet | MN | 03/2022 | 11/2022 |
| Rasmussen University | Mankato | MN | 04/2021 | 03/2022 |
| Unemployed | Nicollet | MN | 10/2020 | 04/2021 |
| Rwc Co Inc | Mankato | MN | 08/2019 | 10/2020 |
| Dairy Queen | Mankato | MN | 05/2010 | 08/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-25 |
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