James Perry Dicus

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-04-06
NC	RA	APPROVED	2020-05-14

TX RA
APPROVED_RES

Since 2023-04-06
NC RA
APPROVED

Since 2020-05-14

Branch Locations

2212 Eastchester Dr Ste 221, High Point, NC 27265 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors	High Point	NC	12/2019	06/2020
Vann York Honda	High Point	NC	02/2017	12/2019
Unemployeed	Lexington	NC	07/2016	02/2017
Equitable Advisors, Llc	New York	NY	12/2019	Present

12/2019 → 06/2020

Axa Advisors

High Point, NC
02/2017 → 12/2019

Vann York Honda

High Point, NC
07/2016 → 02/2017

Unemployeed

Lexington, NC
12/2019 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

DBA: Dergalis Associates; Realty Benefits Services (Sales Associate); Dergalis Associates (Sales Associate) DBA: Oakbridge Financial Group, LLC (Sales Associate)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-05-11

S66 Uniform Combined State Law Examination

2020-05-11

Other Names

Perry Dicus

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

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