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Sophia Pasquariello

LPl Enterprise, LLC

Warwick, RI

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-11-14
  • RI RA
    APPROVED
    Since 2024-11-14

Branch Locations

475 Kilvert Street Suite 135, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Warwick RI 10/2021 11/2024
Fp David Bolton Warwick RI 01/2019 08/2021
Beef Barn North Smithfield RI 04/2016 12/2020
Riil Warwick RI 09/2021 Present
Fp Stanley Pazdziora Warwick RI 06/2021 12/2021
Prudential Insurance Company Of America Warwick RI 01/2022 Present
Lpl Enterprise, Llc Warwick RI 11/2024 Present
  • 10/2021 → 11/2024
    Pruco Securities, Llc.
    Warwick, RI
  • 01/2019 → 08/2021
    Fp David Bolton
    Warwick, RI
  • 04/2016 → 12/2020
    Beef Barn
    North Smithfield, RI
  • 09/2021 → Present
    Riil
    Warwick, RI
  • 06/2021 → 12/2021
    Fp Stanley Pazdziora
    Warwick, RI
  • 01/2022 → Present
    Prudential Insurance Company Of America
    Warwick, RI
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Warwick, RI
Previous Registrations
Other Businesses

1. 12/12/2024- CLARITY WEALTH ADVISORS- DBA for LPL- yes inv related- 01/01/2025- 0 hr/mo non trading- 0 hr/mo trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-18
  • S66 Uniform Combined State Law Examination
    2021-12-18

View on SEC IAPD

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Other Investors

ADAM MCCRYSTAL SULLIVAN
DAVID A NABB
PETER ANTHONY SULLIVAN
FRANK PETER MCGOFF
David Paul DiSanto
ROBERT ALBERT D'AMICO
JAMES MARTIN
Gregory Paul Rodger

Other Offices

ARLEN CAPITAL, LLC · WARWICK, RI
BENTLEY WEALTH ADVISORS, LLC · WARWICK, RI
AMERIPRISE FINANCIAL SERVICES, LLC · WARWICK, RI
CETERA INVESTMENT ADVISERS LLC · WARWICK, RI
CETERA INVESTMENT ADVISERS LLC · WARWICK, RI
INTEGRATED WEALTH CONCEPTS LLC · Warwick, RI
OSAIC WEALTH, INC. · WARWICK, RI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WARWICK, RI

More in Warwick, RI

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