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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-27 |
| LA | RA | APPROVED | 2026-07-23 |
| NH | RA | APPROVED | 2026-06-24 |
| MA | RA | APPROVED | 2026-06-22 |
Branch Locations
145 Maplewood Avenue Suite 100, Portsmouth, NH 03801 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Marblehead, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Steward Partners Global Advisory, Llc | Portsmouth | NH | 06/2026 | Present |
| Steward Partners Investment Advisory, Llc | Portsmouth | NH | 06/2026 | Present |
| Steward Partners Investment Solutions, Llc | Portsmouth | NH | 06/2026 | Present |
| Mfs Fund Distributors, Inc. | Boston | MA | 12/2019 | 05/2023 |
| Natixis Investment Managers | Boston | MA | 10/2014 | 12/2019 |
| Rockefeller Financial Llc | Beverly | MA | 05/2023 | 03/2025 |
| Rockefeller Financial Llc | Marblehead | MA | 04/2025 | 06/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-10 |
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