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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-04-09 |
| IN | RA | APPROVED | 2021-04-09 |
Branch Locations
1521 N Convent St, Ste 400, Bourbonnais, IL 60914 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual | Indianapolis | IN | 07/2019 | 08/2020 |
| Liberty National | Indianapolis | IN | 03/2019 | 06/2019 |
| Marion County Sheriffs Office | Indianapolis | IN | 06/2015 | 02/2019 |
| Raymond James Financial Services, Inc. | Bourbonnais | IL | 08/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Bourbonnais | IL | 04/2021 | Present |
(1)Name of Business: Faber Financial Group Address: 1521 N Convent St Ste 400, Bourbonnais, IL, 60914, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/14/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Assisting advisor (2)Name of Business: Kankakee County Board Address: 189 East Court Street, Kankakee, IL, 60914, United States Activity Type: Political Office/Activity Position/Title: Investment Related: Yes Start Date: 09/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2020-05-21 |
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