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Richard Joseph Ruiz

J.P. Morgan Securities LLC

Roslyn Heights, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-06-09
  • NJ RA
    APPROVED
    Since 2020-06-09

Branch Locations

425 Glen Cove Rd., Roslyn Heights, NY 11577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Great Neck NY 12/2019 Present
J.P. Morgan Securities Llc Great Neck NY 12/2019 Present
Geico Woodbury NY 07/2018 04/2019
Ocean Beach Park Long Beach NY 05/2013 07/2018
Stony Brooky University Stony Brook NY 08/2014 05/2018
Unemployed Long Beach NY 05/2019 11/2019
  • 12/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Great Neck, NY
  • 12/2019 → Present
    J.P. Morgan Securities Llc
    Great Neck, NY
  • 07/2018 → 04/2019
    Geico
    Woodbury, NY
  • 05/2013 → 07/2018
    Ocean Beach Park
    Long Beach, NY
  • 08/2014 → 05/2018
    Stony Brooky University
    Stony Brook, NY
  • 05/2019 → 11/2019
    Unemployed
    Long Beach, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-29
  • S66 Uniform Combined State Law Examination
    2020-05-29
Other Names
  • Richard Ruiz

View on SEC IAPD

Other Firms

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PARK AVENUE SECURITIES LLC
CITIGROUP GLOBAL MARKETS INC.
PRESCOTT, ADAMS AND GROUP INC.
AMERITAS ADVISORY SERVICES, LLC
OSAIC WEALTH, INC.
WELLS FARGO CLEARING SERVICES, LLC
BEB CREDIT MANAGEMENT, LLC

Other Investors

IRA WADE SCHACK
CHRISTOPHER A KOOPMAN
Anthony Francis Mammano
CHRISTOPHER VOLBERG
JOHN RYAN
Sean Michael Paton
Noah Andrew Kowalewsky
ANTHONY G BIANCHI

Other Offices

HIGHLAND WEALTH ADVISORS, LLC · ROSLYN HEIGHTS, NY
PARK AVENUE SECURITIES LLC · ROSLYN, NY
CITIGROUP GLOBAL MARKETS INC. · ALBERTSON, NY
PRESCOTT, ADAMS AND GROUP INC. · ALBERTSON, NY
AMERITAS ADVISORY SERVICES, LLC · Roslyn Heights, NY
OSAIC WEALTH, INC. · ALBERTSON, NY
WELLS FARGO CLEARING SERVICES, LLC · GREENVALE, NY
J.P. MORGAN SECURITIES LLC · MANHASSET, NY

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