Best Investors Account Sign in

Gustavo Flores

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

Riverside, RI

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-21
TX RA APPROVED 2025-08-15
  • CA RA
    APPROVED
    Since 2025-08-21
  • TX RA
    APPROVED
    Since 2025-08-15

Branch Locations

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 05/2022 Present
Berge Toyota Mesa AZ 02/2019 04/2022
Edge Building Services Phoenix AZ 08/2018 09/2018
Camelback High School Phoenix AZ 01/2015 05/2018
Fred G Acosta Job Corps Tucson AZ 10/2018 01/2019
Bank Of America, N.A. Chandler AZ 07/2026 Present
  • 05/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 02/2019 → 04/2022
    Berge Toyota
    Mesa, AZ
  • 08/2018 → 09/2018
    Edge Building Services
    Phoenix, AZ
  • 01/2015 → 05/2018
    Camelback High School
    Phoenix, AZ
  • 10/2018 → 01/2019
    Fred G Acosta Job Corps
    Tucson, AZ
  • 07/2026 → Present
    Bank Of America, N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-07
  • S66 Uniform Combined State Law Examination
    2025-08-07
Other Names
  • Gustavo Alejandro Flores Carrillo
  • Gustavo Florescarrillo
  • Gustavo Flores Carrillo

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
EDWARD JONES
LPL FINANCIAL LLC
VAL VISTA CAPITAL MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
INDEPENDENT FINANCIAL GROUP, LLC
MEREDITH DEKKER FINANCIAL SERVICES, LLC

Other Investors

Aaron D Hyde
Kelly A Luft
ADRIENNE TERENA BORCHERS
Eric Sitton
SAMUEL J SMITH
RENEE JEAN HRUSKA
ANDREA MICHELLE MCLELLAND
Christine Lynne Lobdell Raney

Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

More in Chandler, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor