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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-15 |
| ME | RA | APPROVED | 2005-12-02 |
Branch Locations
Two Portland Sq Ste 700, Portland, ME 04101 • United States
Cumberland, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Portland | ME | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Portland | ME | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 242 Veranda Street, Portland ME 04103, ,; ; 04/25/2011 / Multi-Family; 4 Kelley Road, Falmouth ME 04105, ,; Not Investment-Related; 12/01/2013. Business Ownership; NEK LLC; Own two rental properties. Roles included finding tenants, collecting rents, paying bills.; Own two rental properties. Roles included finding tenants, collecting rents, paying bills.; 10 Fairwind Lane Ext, , Falmouth, ME, 04105; Not Investment-Related; 04/20/2011; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-03 |
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