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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-02
  • TX RA
    APPROVED
    Since 2009-01-02

Branch Locations

8180 Lakeview Ctr #2, Odessa, TX 79765 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Advisors, Inc Midland TX 01/2009 Present
Van Pearcy Wealth Services Team Midland TX 09/2008 12/2025
Van Pearcy Financial Midland TX 09/2008 12/2025
Other Businesses

(1)Name of Business: Arristone, LLC Address: 22 Santa Fe Pl, Odessa, TX, 79765, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Single Member LLC, where I will be purchasing oil and gas mineral interests. (2)Name of Business: Mission Capital Management Address: 8180 Lakeview CTR, Odessa, TX, 79765, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/02/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: This is the LLC that was created to own the branch that we purchased in Odessa, TX that is now under our 6TK. I am the owner of this entity. (3)Name of Business: Odess Country Club Address: 22 Santa Fe Pl, Odessa, TX, 79765, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member, Officer - President Investment Related: Yes Start Date: 05/19/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Review financials of the club on a monthly basis during the lunch hour. \nBoard meetings one evening a month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-02
  • S66 Uniform Combined State Law Examination
    2005-07-02
Other Names
  • Jay Arrick

View on SEC IAPD

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