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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-02
  • TX RA
    APPROVED
    Since 2025-10-02

Branch Locations

700 N Grant Ave, Odessa, TX 79761 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Odessa TX 09/2023 06/2025
Jpmorgan Chase Bank, N.A. Odessa TX 09/2023 06/2025
Frost Bank Odessa TX 07/2022 08/2023
Wells Fargo Odessa TX 09/2016 07/2022
H-E-B, Lp Odessa TX 08/2016 11/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Odessa TX 06/2025 Present
Bank Of America, N.A. Odessa TX 10/2025 Present
  • 09/2023 → 06/2025
    J.P. Morgan Securities Llc
    Odessa, TX
  • 09/2023 → 06/2025
    Jpmorgan Chase Bank, N.A.
    Odessa, TX
  • 07/2022 → 08/2023
    Frost Bank
    Odessa, TX
  • 09/2016 → 07/2022
    Wells Fargo
    Odessa, TX
  • 08/2016 → 11/2016
    H-E-B, Lp
    Odessa, TX
  • 06/2025 → Present
    Odessa, TX
  • 10/2025 → Present
    Bank Of America, N.A.
    Odessa, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-02
S63 Uniform Securities Agent State Law Examination 2023-12-22
  • S66 Uniform Combined State Law Examination
    2025-10-02
  • S63 Uniform Securities Agent State Law Examination
    2023-12-22
Other Names
  • Liz Ledezma

View on SEC IAPD

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