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Frederick Arthur Sernatinger

Wells Fargo Advisors Financial Network, LLC

Springfield, OR

CRD 7209765

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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-05-15
TX RA APPROVED 2025-05-15
  • OR RA
    APPROVED
    Since 2025-05-15
  • TX RA
    APPROVED
    Since 2025-05-15

Branch Locations

400 International Way Suite 110 1St Fl , Springfield, OR 97477 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Eugene OR 12/2019 05/2025
Poage Engineering Eugene OR 07/2019 12/2019
Oregon State University Corvallis OR 09/2017 06/2019
Lane Community College Eugene OR 09/2014 06/2017
Anderson Construction Eugene OR 06/2018 09/2018
Bazer Custom Homes, Llc Eugene OR 06/2017 09/2017
University Fellowship Church Eugene OR 09/2018 06/2019
Wells Fargo Advisors Financial Network, Llc Eugene OR 05/2025 Present
  • 12/2019 → 05/2025
    Eugene, OR
  • 07/2019 → 12/2019
    Poage Engineering
    Eugene, OR
  • 09/2017 → 06/2019
    Oregon State University
    Corvallis, OR
  • 09/2014 → 06/2017
    Lane Community College
    Eugene, OR
  • 06/2018 → 09/2018
    Anderson Construction
    Eugene, OR
  • 06/2017 → 09/2017
    Bazer Custom Homes, Llc
    Eugene, OR
  • 09/2018 → 06/2019
    University Fellowship Church
    Eugene, OR
  • 05/2025 → Present
    Eugene, OR
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-14
  • S66 Uniform Combined State Law Examination
    2020-09-14
Other Names
  • Frederick Sernatinger

View on SEC IAPD

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