Rachel Smith Parker

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2019 → 11/2023
  First Citizens Investor Services
  Raleigh, NC
• 08/2019 → 11/2023
  First Citizens Bank
  Charleston, SC
• 03/2017 → 08/2019
  Bank Of America
  Charleston, SC
• 04/2015 → 03/2017
  Bank Of America
  Nashville, TN
• 01/2024 → Present
  First Horizon
  Mt Pleasant, SC
• 11/2023 → 01/2024
  Unemployed
  Mt Pleasant, SC
• 08/2025 → Present
  Lpl Financial Llc
  Mt. Pleasant, SC

Previous Registrations

• 2024-07-12 → 2025-08-21
  First Horizon Advisors, Inc.
  Mt. Pleasant, SC
• 2020-11-06 → 2023-11-27
  First Citizens Investor Services, Inc.
  Charlotte, NC
  Charleston, SC
  Charlotte, NC

Other Businesses

1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 07/29/2025 2. 08/21/2025- FIRST HORIZON- Financial Institution Duty- INV Related- At Reported Business Location(s)- Start date 07/12/2024- 160 Hours Per Month- 160 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2020-08-31

Other Names

• Rachel Lauren Smith
• Rachel Parker