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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Austin | TX | 12/2019 | 06/2020 |
| Arizona State University | Tempe | AZ | 08/2015 | 05/2019 |
| University Tees | Tempe | AZ | 08/2016 | 01/2020 |
| Milltown Coffee | Moline | IL | 05/2017 | 07/2017 |
| Unemployed | Moline | IL | 07/2019 | 12/2019 |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2020 | 10/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 10/2024 | Present |
| Bank Of America, N.A. | Austin | TX | 01/2025 | Present |
*426781 - FREAQlab; Investment Related - No; Austin, Texas; Retail/Online Stores; Artist/Clothing Designer(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 04/2021; During Business Hours: 0; After Business Hours: 28; Customer Service, Labor/Service, Sales/Marketing,Customer service: for questions/problems; labor/service: to create clothes/items to sell; sales/marketing: promote on social media & website I*2048292, Entity Type Fiduciary, Name of OBA: MS Address: Moline, Illinois, 61265 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 15-Oct-2024 No Hours: 0 No Hours during trading: 0 Duties: I*2048294 Entity Type: Entity For Profit Name of OBA: A S Address: Austin, Texas, 78741 Investment Related: No Position, Title, Association: Owner Employee Start Date: 02/13/2026 Number of Hours: 2, Weekly Number of Hours during trading: 0, Weekly Duties: For creative outlet - sewing clothing/handmade items and selling them for fun. Sewing/hand making items Marketing them online - instagram, FB, etc. Maintaining website - possibly at some later point Customer service maintaining - questions, problems, shipping, etc. I*3722277 Entity Type: Entity For Profit Name of OBA: Peach Has No Idea Address: Austin, Texas, 78741 Investment Related: No Position, Title, Association: Owner Employee Start Date: 02/10/2026 Number of Hours: 7, Weekly Number of Hours during trading: 0, Weekly Duties: Sharing the life of my dog, Peach, online and the products she uses, things she likes, etc. Sharing via social media and will reach a point of monetization eventually. - Create content and share via social media outlets - Respond to comments/messages on social media - Buy products Peach uses and share thoughts online - Create Amazon storefront or Like to Know/ShopMy and link products for monetization - Brand deals/paid marketing of products/services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-20 |
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